Tracy,
I realize I am late in requesting an explanation, but I didn't want to let this go without understanding. Can you please let all of us know why Brett Gross and Pete O'Heeron were "awarded" over 25 million shares when other directors were left out and the previous president never did this or was given this consideration? In addition, I find the asterick outrageous that they are declaring that each of these shares will count for 200 shares. They consider themselves 10% share holders. There was no shareholder input on this or anything else that Brett and Pete have done the last couple of years.
No other investor was given this consideration. It appears that they are stacking the deck to take total control over the stock when many investors have spent much time and effort to make this stock successful. I also wonder why Powerup keeps appearing as a stock dilution when in the not-to-distant past several of these agoracom posters were offering to go together to fund expenses to avoid dilution. It would appear that this was never considered. I have never seen such manipulation in my life and I and several others would like an explanation.
(Street)
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2. Issuer Name and Ticker or Trading Symbol LIBERTY STAR URANIUM & METALS CORP. [ LBSR ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X |
Director |
X |
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
President & CEO |
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3. Date of Earliest Transaction (Month/Day/Year) 06/30/2020
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4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock(1)
|
06/30/2020 |
06/30/2020 |
A |
|
25,500,000 |
A |
$0.0009
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25,500,000 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
1. The holder of each issued and outstanding share of Class A Common Stock is entitled to 200 votes for each such share of Class A Common Stock. Class A Common Stock further described in LBSR 8K published 6.24.2020. |
|
/s/ Brett Gross |
07/01/2020 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
16815 ROYAL CREST DR., STE. 100 |
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol LIBERTY STAR URANIUM & METALS CORP. [ LBSR ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X |
Director |
X |
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
COB, Treasurer. & Secretary. |
|
3. Date of Earliest Transaction (Month/Day/Year) 06/30/2020
|
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock(1)
|
06/30/2020 |
06/30/2020 |
A |
|
25,500,000 |
A |
$0.0009
|
25,500,000 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
1. The holder of each issued and outstanding share of Class A Common Stock is entitled to 200 votes for each such share of Class A Common Stock. Class A Common Stock further described in LBSR 8K published 6.24.2020. |
|
/s/ Pete O'Heeron |
07/01/2020 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
|